Khía cạnh Thực tiễn của Kiểm toán Hệ thống Thông tin (Dành cho Người mới bắt đầu)

• We assure you that this is not a theory class. Except for this introduction, there will be no other PPTs.

• We have designed the course in such as a way that it simulates on-the job kind of training. This course is primarily designed for the beginners/freshers in information system audit and hence we will start from basic aspects of IS audits.

• We assure you that after completion of this training program, you will be able to independently handle the IS audits.

• For effective and efficient audit program, we have bifurcated Information System audits into 12 step processes. For your easy understanding we have designed exclusive video for each step.

• For each step we will guide you about data requirements, audit procedure, evidence to be evaluated and how to write the audit report.

• Also, you can download readymade templates from resource section of this course.

Step-wise Audit Program:

Step 1 is about checking the information security policy. In this step, as an auditor you need to check:

o availability of the policy,

o whether policy is approved by appropriate authority?

o whether policy is updated at periodic interval and other aspect with respect to policy?

We will discuss in detail about how to audit and validate these controls in our step 1 video.

Step 2 is about auditing the controls related to applications. In this step, as an auditor you need to check:

o whether application is appropriately categorized?

o Whether each application is owned by dedicated owner?

o How many factors of authentication is applied?

o Whether user access review in conducted for each application at periodic level?

We will discuss in detail about how to audit and validate these controls in our step 2 video.

Step 3 is about auditing the controls related to database. We check

o whether database is appropriately categorized?

o Whether each database is owned by dedicated owner?

o Whether Operating system is updated? Organization should not be using end of life/end of support OS.

o Whether backup arrangement is appropriate?

We will discuss in detail how to audit and validate these controls in our step 3 video.

Step 4 is about auditing the controls related to datacenter. You need to check

o whether datacentre is audited at periodic interval?

o Whether SLA is available for external datacentre?

o Whether secondary datacentre is at offsite location?

Step 5 is about auditing the controls related to network devices. You need to check

o Whether device is owned by dedicated owner?

o Whether device configuration is reviewed at period interval?

Step 6 is about auditing the controls related to endpoint devices like computers, laptops, tablets, mobile etc. You need to check

o Whether asset inventory is maintained and updated?

o Whether end point device is owned by dedicated owner?

o Whether anti-virus is installed for all the devices?

Step 7 is about auditing the controls related to email. You need to check

o whether SPF is enabled? Don’t worry about technical terms. We will simplify the same while discussing the step 7.

o whether DMARC is enabled?

o whether attachments are scanned before downloading?

Step 8 is about auditing the controls related to outsourcing. You need to check

o Whether service level agreement is available for the outsourced services?

o whether service provider is audited at periodic interval?

Step 9 is about auditing the controls related to desktop security You need to check

o Whether operating system is updated and licensed?

o Whether anti-virus is installed and signatures are updated?

o Various user restrictions are implemented?

o Use of latest browsers.

Step 10 is about auditing the controls related to BCP and Incident management. You need to check

o Whether Business Continuity Policy & Incident Management policy is available?

o Whether Business Continuity plan is tested at periodic interval?

Step 11 is about auditing the controls related to users. You need to check

o Whether users are trained at periodic interval on information security?

o whether background verification is conducted for new hires?

These 11 steps cover almost all the important and critical information security requirements. As a step 12, you need to review all other checkpoints as required by the objective of audit.